Kazakhstan

Kazakhstan to c. 1700 ce

The immense size and varied landscape of Kazakhstan exclude the possibility of a unified prehistoric culture covering the whole area. The Bronze Age Andronovo culture (2nd millennium bce) spread over much of Kazakhstan; it was followed by periods dominated by nomads, producers of the “animal art” later identified with the Scythians. One can only speculate concerning the ethnic or linguistic identities of these populations; whether or not they were Turkic, they cannot be directly linked with the Kazakhs.

In the course of centuries, various parts of present-day Kazakhstan were incorporated into different empires. During the empire of the Mongols (13th–14th century ce), most of the territory was part of the ulus (“polity”) of Chagatai. About 1465, under the leadership of Karay and Jani Beg, some 200,000 dissatisfied subjects of the Uzbek khan Abūʾl-Khayr (Abū al-Khayr) moved into Mughulistān, whose khan, Esen Bogha (Buga), settled them between the Chu and Talas rivers. These separatist Uzbeks became known as Kazakh (“Independent” or “Vagabond”) Uzbeks, and over time a significant differentiation developed between them and the nonseparatist Uzbeks in their respective ways of life: that of the Kazakhs was more nomadic, that of the Uzbeks more sedentary.

During the late 15th century and throughout the 16th century, the Kazakhs were able to consolidate a nomadic empire stretching across the steppes east of the Caspian and north of the Aral Sea as far as the upper Irtysh River and the western approaches to the Altai Mountains. Under Burunduk Khan (ruled 1488–1509) and Kasym Khan (1509–18), the Kazakhs were the masters of virtually the entire steppe region, reportedly able to bring 200,000 horsemen into the field and feared by all their neighbours. The prevailing view is that the rule of Kasym Khan marked the beginning of an independent Kazakh polity. Under his rule Kazakh power extended from what is now southeastern Kazakhstan to the Ural Mountains.

Under the successive rule of three of the sons of Kasym Khan (1518–38), however, there was a partial weakening of the khan’s authority, accompanied by a trend, later to become more pronounced, for the khanate to disintegrate into three separate “hordes.” These were, from east to west, the Great Horde, in present-day southeastern Kazakhstan north of the Tien Shan; the Middle Horde, in the central steppe region east of the Aral Sea; and the Little Horde, between the Aral Sea and the Ural River. In each horde the authority of the khan tended to be curtailed by the power exercised by tribal chieftains, known as sultans, and perhaps even more by the beys and batyrs (the heads of the clans that were the components of each tribe). Nominally, the khans commanded a formidable force of mounted warriors, but, in reality, they depended on the loyalty of the beys and batyrs. The last son of Kasym Khan to rule the Kazakh steppes, Ḥaqq Naẓar (1538–80), overcame these obstacles and, having succeeded in reuniting the three hordes, embarked upon systematic raids into Transoxania, a trend that continued under his immediate successors down to the reign of Tevkkel Khan (1586–98), who even temporarily occupied Samarkand. By the beginning of the 17th century, the fragmentation halted by Kasym Khan resumed and became endemic; Kazakh central power was weak or nonexistent amidst a plethora of petty rulers.

From the 1680s to the 1770s the Kazakhs were involved in a series of wars with the Oyrats, a federation of four western Mongol tribes, among which the Dzungars were particularly aggressive. In 1681–84 the Dzungars, led by Dgaʾ-ldan (Galdan), launched a devastating attack against the Great Horde. The unification by Teüke Khan (1680–1718) of the three hordes brought a temporary reversal in the fortunes of war, and in 1711–12 a Kazakh counteroffensive penetrated deep into Dzungar territory. Teüke’s achievements were not limited to war; he also was responsible for the creation of a Kazakh law code, an amalgam of Kazakh customary and Islamic laws.

In 1723 Dgaʾ-ldan’s successor, Cevang Rabtan, was again on the attack. Aided by Swedish officers who had been Russian prisoners at the Battle of Poltava (1709) and found their way to these distant parts, the Dzungars launched a devastating invasion of the eastern Kazakh lands. The memory of this national catastrophe, the “Great Disaster,” has never faded among the Kazakhs. The next and last Dzungar invasion hit the Middle Horde, but—thanks to the skills of that horde’s khan, Abūʾl-Khayr (1718–49), who managed to forge a temporary all-Kazakh alliance—it was less devastating. The elimination of the Dzungar threat came in the form of Chinese (Manchu) intervention; in 1757–58 the Qianlong emperor launched two major campaigns, in the course of which the Dzungars were, for all practical purposes, exterminated and their land incorporated into China. For a time, Ablai Khan of the Middle Horde had shrewdly chosen not to take sides in the Dzungar-Chinese conflict. But, once the scores were settled, Ablai found it prudent to offer his submission to the Qianlong emperor. Then, in 1771, Ablai was confirmed as ruler by both the Chinese and the Russians. As a result of the collapse of Dzungar power, the Chinese inherited a vast territory that extended to Lake Balkhash and beyond, far into the Kazakh steppes.

The brunt of the Dzungar wars was carried by the Great Horde; the Middle and Little hordes fared better, partly because they moved westward toward Russian-held territories. In 1730 Abūʾl Khayr, khan of the Little Horde, swore allegiance to the Russian empress Anna.